Compliance Manager

Job Description

Growing and highly successful consumer credit business who are seeking a Compliance Manager to be based in Chorley Lancashire

Job Description
The Compliance Manager role:

  • Conduct risk based assessments of new business files and make recommendations to the board
  • Conduct both field based and desktop reviews of retail partners
  • Assess the compliance arrangements of retail partners on an ongoing basis by reviewing websites, policies, processes & marketing materials and providing feedback with recommendation
  • Produce regular reports and MI for key stakeholders
  • Play a key role in the identification, mitigation and ongoing management of risk
  • Conduct Quality Assurance assessments of the company's Business Development Team on an ongoing basis
  • Provide guidance on regulatory matters to the business and its retail partners
The Successful Applicant
  • Working knowledge of FCA regulations, in particular CONC, DISP and SM&CR
  • Experience of working in a compliance role, such as compliance monitoring, auditing or quality assurance
  • Experience of working in consumer credit or financial services
  • Experience of conducting external audits and reviews of 3rd party companies
  • Excellent report writing and analytical skills
  • Full, clean driving licence with access to own car and ability to travel to client sites throughout the UK
What's on Offer
Please enquire for salary details for the Compliance Manager

Contact
Eithne Hynes

Quote job ref
JN-062021-2931490

Phone number
+44 20 7645 1424

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Job Overview

ID:

389891

Date Posted:

Posted 3 weeks ago

Expiration Date:

22/10/2021

Location:

Chorley

Salary:

Competitive

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